The Compliance Officer/MLRO is a Malta-based position which will be recruited during the application process. The job description for the position is as follows:
This role is a senior position involving significant overlap with many departments and functions,
including but not limited to:
the CEO on all aspects of financial risk management
working on regulatory and compliance issues including liaising with the MFSA.
daily involvement with the all TPL teams on all operational risk management aspects of the
working closely with partners to minimise commercial risk and ensure all services are
compliant with Maltese regulatory requirements
Money Laundering Reporting Officer with direct reporting responsibilities to the Board.
AML duties include:
annual report on AML to the Board and Monthly Risk and Compliance Reports.
Preparing and signing off the annual Compliance report.
Dealing with the Financial Services Authority on a regular basis.
Involvement with industry bodies on risk and regulatory compliance issues.
Approved person with the Financial Services Authority, being responsible with the Board
for AML compliance.
Supervising and managing all compliance requirements of TPL including travel abroad
to corporate customers and subsidiaries as required.
Analyzing, improving and structuring all internal compliance procedures, reports and
Training of staff & Board on all relevant AML, risk and compliance matters.
Understanding risk and liability under regulations and system network rules (including
Mastercard and Visa) and working to minimise operational and regulatory risk;
Detailed understanding of financial services law, e-money capital authorisation and
conduct of business rules across the EU including:
Payment Services Directives
General Data Protection Regulations – Including Data Protection Officer
any other relevant regulatory requirements
Reporting to the Board as required.